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Relationship between Attenuation of Impact Shock at High Frequency and Flexion-Extension of the Lower Extremity Joints during Downhill Running

Abstract

Objective: The purpose of this study was to determine the interrelationship between ranges of motion of the knee and ankle joints on the sagittal plane and the attenuation magnitude of impact shock at high frequency (9~20 Hz) in the support phase during downhill running.

Method: Fifteen male heel-toe runners with no history of lower extremity injuries were recruited for this study (age, 25.07 ± 5.35 years; height, 175.4 ± 4.6 cm; mass, 75.8 ± .70 kg). Two uniaxial accelerometers were mounted to the tuberosity of tibia and sacrum, respectively, to measure acceleration signals. The participants were asked to run at their preferred running speed on a treadmill set at 0°, 7°, and 15° downhill. Six optical cameras were placed around the treadmill to capture the coordinates of the joints of the lower extremities. The power spectrum densities of the two acceleration signals were analyzed and used in the transfer function describing the gain and attenuation of impact shock between the tibia and the sacrum. Angles of the knee and ankle joints on the sagittal plane and their angle ranges were calculated. The Pearson correlation coefficient was used to test the relationship between two variables, the magnitude of impact shock, and the range of joint angle under three downhill conditions. The alpha level was set at .05.

Results: Close correlations were observed between the knee joint range of motion and the attenuation magnitude of impact shock regardless of running slopes (p<.05), and positive correlations were found between the ranges of motion of the knee and ankle joints and the attenuation magnitude of impact shock in 15° downhill running (p<.05).

Conclusion: In conclusion, increased knee flexion might be required to attenuate impact shock during downhill and level running through change in stride or cadence while maintaining stability, and strong and flexible ankle joints are also needed in steeper downhill running.



Keywords



Downhill running Accelerometer Impact shock High frequency PSD Correlation coefficient Shock attenuation Joint angle



INTRODUCTION

Running is an effective form of exercise for improving cardiopul- monary endurance, strengthening muscles, and reducing fat; and as such, it is a form of exercise enjoyed by many people regardless of age. However, it is also accompanied by risks of musculoskeletal injuries. The annual rate of injuries from running has been reported to be 30~75% (van Gent et al., 2007). During running, the musculoskeletal system is subjected to impact force every time the foot touches the ground. Consequently, the actions of such impact force cause the lower extremity segments to experience high pressure and acceleration shock. Among the various forms of impact, impact shockwaves can be said to represent the vertical impact peak force (Bobbert, Schamhardt, & Nigg, 1991; Shorten & Winslow, 1992). Shockwaves generated by impact force can cause high stress and deformation in the skeletal tissues. These shockwaves have been reported to place burden on the body, as they maintain a high degree of elastic interaction for repeated cycles during running (Daoud, Geissler, Wang, Saretsky, & Daoud, 2012). As indicated, the muscles and bones in the lower extremities experience shock during running, which is the outcome of ground reaction force generated when the foot contacts the ground. This shock is transmitted up to the head. Therefore, all muscles and bones throughout the body are exposed to impact shock during running, which is suspected to pose a significant potential for injuries of the musculoskeletal system (James & Jones, 1990; Milgrom et al., 1992).

Running is an effective form of exercise for improving cardiopul- monary endurance, strengthening muscles, and reducing fat; and as such, it is a form of exercise enjoyed by many people regardless of age. However, it is also accompanied by risks of musculoskeletal injuries. The annual rate of injuries from running has been reported to be 30~75% (van Gent et al., 2007). During running, the musculoskeletal system is subjected to impact force every time the foot touches the ground. Consequently, the actions of such impact force cause the lower extremity segments to experience high pressure and acceleration shock. Among the various forms of impact, impact shockwaves can be said to represent the vertical impact peak force (Bobbert, Schamhardt, & Nigg, 1991; Shorten & Winslow, 1992). Shockwaves generated by impact force can cause high stress and deformation in the skeletal tissues. These shockwaves have been reported to place burden on the body, as they maintain a high degree of elastic interaction for repeated cycles during running (Daoud, Geissler, Wang, Saretsky, & Daoud, 2012). As indicated, the muscles and bones in the lower extremities experience shock during running, which is the outcome of ground reaction force generated when the foot contacts the ground. This shock is transmitted up to the head. Therefore, all muscles and bones throughout the body are exposed to impact shock during running, which is suspected to pose a significant potential for injuries of the musculoskeletal system (James & Jones, 1990; Milgrom et al., 1992).

Approximately 70% of the impact shockwaves generated in this manner are attenuated by the time they reach the head (Hamill et al., 1995; Shorten et al., 1992; Lafortune, Lake, & Hennig, 1995). Attenuation of impact shockwaves during running occurs from the passive mech- anism involving the heel pad of shoe insole, bones, and cartilage (Chu, Yazdani-Ardakani, Gradisar, & Askew, 1986; Hamill, Clarke, & Frederick, 1984) and, otherwise, by the active mechanism of kinematic character- istics of the runner (Frederick, 1986; Mahar, Derrick, Hamill, & Caldwell, 1997). Although the kinematic role of reducing impact shock during running can be found in various parts of the body, the patterns of knee movement and foot contact during contact with the ground are re- ported to be important (Frederick, 1986). Finding the characteristics of impact shock by investigating the active mechanism involved in impact shock attenuation can be a meaningful study for reducing potential exposure to injuries by alleviating the burden on the passive shock attenuation mechanism involving the muscles or bones in the body (Gruber et al., 2014). Despite this fact, studies on the impact shock attenuation capacity of the lower extremity joints through quantification of the degree of association between lower extremity joint activities during running and shock attenuation are still lacking. Therefore, atten- uation of impact shock that is transmitted up to the head during running should be observed in relation to the angular movement of the lower extremity joints during contact phase (McMahon, Valiant, & Frederick, 1987). In particular, as the extensors in the lower extremities are relatively more active than during level running, downhill running poses greater potential for muscle injury (Jann & Richard, 1992; Lieber et al., 1996; Milgrom, 1989). Therefore, studies to understand the kine- matic characteristics of downhill running, and to determine and predict their relationships to injuries are warranted.

Although several studies on shock attenuation during running have been conducted under various conditions (Gruber et al., 2014; Hamill et al., 1995; Ryu, 2005a; Ryu & Yoon, 2005; Ryu & Lim, 2015), precedent studies that examined the degree of relationship between biomechanics and impact shock attenuation are limited. Ryu (2005b) analyzed the degree of correlation between mean angles of the knee and ankle joints at the time of heel strike according to degree of downhill slope and the magnitude of tibial acceleration in time domain. However, actual attenuation of the impact shockwave in the body through frequency analysis was not considered. Moreover, Edwards, Derrick, and Hamill (2012) observed the relationship between shock attenuation and power spectrum density (PSD) of the tibia and head according to knee flexion during inline skating. However, they did not clearly identify the degree of relationship with frequency magnitude, which represents the actual impact shockwave.

As shown, studies to identify the relationship between impact shock during movement exercise and kinematic variables of the lower ex- tremity joints are still ongoing despite the limitations of their analyses. However, as mentioned earlier, few studies have examined the degree of relationship between shock attenuation and kinematic functions of the joints through frequency analysis of impact shock during downhill running, which has greater injury potential due to greater eccentric muscle activities of the lower extremities. Therefore, the present study was conducted to identify the degree of relationship between high-frequency attenuation of impact shock and flexion-extension motion of the lower extremity joints during level and downhill running.

METHODS

1. Participants

The participants in the present study consisted of 15 men, aged 20~ 30 years (mean, 25.07 ± 5.35 years), who were rear-foot strikers during running. Their mean height, body mass, and lower extremity length were 175.4 ± 4.6 cm, 75.8 ± .70 kg, and 0.85 ± 0.05 m, respectively. All the participants were in good health and did not have any history of lower extremity injury at the time of data collection.

2. Procedures

The running speed applied in the present study was the speed pre- ferred by each participant. Preferred running speed was established by arbitrarily increasing and decreasing the treadmill speed and repeating this process to determine the running speed that was most comfort- able for the participant (Ryu, 2005b). This process was repeated three times for each participant, and an average of all the participants' pre- ferred running speed (10.1 km/h) was used as the running speed in the test. Data were collected relative to the right foot; and before running, each participant attached two lightweight (4.5 g) miniature accelero- meters (Kistler PiezoBeam, type 8634B50, Kistler, Winterthur, Switzerland) on the protruding areas of the sacrum and tibial tuberosity by using an elastic belt. These accelerometers were fixed toward the long axes of the tibia and spine to acquire the vertical axis component in order to obtain the impact shock transmitted from the long axes of the tibia and spine (Ryu, 2005b; Verbitsky et al., 1998; Voloshin et al., 1998).

Non-coplanar triangular reflective markers for calculating the flexion-extension angles of the knee and ankle joints were attached between the femur and the lower leg segment, cap of the shoes, and the dorsal and distal parts of 5 foot joints (Ryu, 2005b). To acquire the coordinates for these markers, 6 high-speed digital cameras (Qualisys ProReflex system) were set up near the treadmill. To establish a global coordinate system, an L-shaped frame with 4 markers of known lengths was placed at the back of the treadmill. A right-handed coordinate system was used, with coordinate directions represented by +Z for upward vertical axis, +Y for the axis in the direction of motion, and +X for left-right direction across from the +Y to the +Z axis. Meanwhile, a segment or local coordinate system was established in the same direction as the global coordinate axes of the femur, lower leg, and foot on one side (Ryu, 2005b). Accelerometer and kinematic data were collected while the participants were running on the treadmill at their preferred speed under level (no slope), 7° downhillslope, and 15° downhillslope con- ditions, in random order. Then, the signal sampling rate of the two accelerometers was set at 1,000 Hz, while voltage was amplified to produce a double-digit value. Moreover, the sampling rate of all the high-speed digital cameras that collected kinematic data was set at 100 Hz. Data were collected for approximately 20 sec with the cameras and accelerometers synchronized; and when possible, data were col- lected without the participant being aware to minimize any stride deviations (Ryu, 2005b). For standing calibration to establish the refer- ence directions for the lower extremity segments prior to actual running, the long axis of the participant's foot was aligned with the antero-posterior axis of the global coordinated system, and the coordinates of the markers attached to the body were acquired while the participant stayed in a standing position for 3 sec. Before actual data collection, all the participants were given sufficient time for warm-up to get accli- mated with treadmill running and the experimental conditions (Ryu, 2005b). In order to establish the same test conditions for all the partic- pants, the same type of running shoes was provided to the participants.

3. Data processing and analysis

As shown in (Figure 1) (top), acceleration signals (mean tibial accel- eration: level = 5.1 g, 7° slope = 6.3 g, 15° slope = 7.1 g; mean sacral acceleration: level = 1.2 g, 7° slope = 1.6 g, 15° slope = 1.7 g) corres- ponding to gravitational force (9.81 m/s2 = 1 g) were obtained from the accelerometers attached to the tibia and sacrum. After which, the time-based signals of the supporting surface were transformed into frequency domains by using fast Fourier transfofrmation (FFT). Based on this, the rectangular window function was used to determine the power spectrum density (PSD) of the applied signal data (Derrick et al., 1998, Figure 1, middle). Before using the FFT algorithm, direct current components were eliminated from the acceleration signals and the slope between the first and last data points were adjusted (Ryu & Lim, 2015). For elimination of noise for the signal of time function, second-order Butterworth low-pass filtering was performed. Here, the cutoff frequency used was based on the cumulative frequency value of up to 99.9% of the signal power (Stergiou, Giakas, Byrne, & Pomeroy, 2002). For iden- tification of high-frequency attenuation magnitude of impact shock transmitted to the body during running, the impact transformation function (Figure 1, bottom) between the accelerometers attached to the tibia and sacrum was calculated by using the following equation (Gruber et al., 2014; Ryu & Lim, 2015):

and represent the PSD functions for the sacrum and tibia, respectively.

Based on the PSD analysis results, high frequency within the range of 9~20 Hz was used for impact shock (Gruber et al., 2014; Ryu, 2015). To examine the impact attenuation magnitude of these components, transformation function results within these frequencies were integrated.

Knee and ankle joint flexion-extension angles were calculated by using the joint coordinate system method suggested by Areblad et al. (1990) to derive at three-dimensional angles (Ryu, 2005b). After which, only the flexion-extension angles were used. Prior to calculating the flexion-extension angles, three-dimensional orthogonal coordinate values for the segment markers were calculated in relation to each time recording by using a nonlinear transformation (NLT) method. These coordinate values were filtered by using the same method as used on the accel- eration signals (Stergiou et al., 2002). In the present study, the phase of analysis was defined as the time from the heel touching down on the ground (heel strike) to the forefoot landing on the ground. These incidences were determined based on peak vertical jerk of markers attached to the shoe caps (Heiderscheit et al., 2002). In the present study, accelerometer-related variable and kinematic data analyses were performed by using Matlab (Mathworks, Inc., Natick, MA, USA).

Figure 1. Top: Accelerometer signals (upper) collected from the tibia (larger) and sacrum (smaller). Middle: Power spectrum densities. Bottom: Transfer function.

4. Statistical analyses

The magnitude of high-frequency attenuation of impact shock be- ween the tibia and sacrum was derived as the mean integral value of high-frequency range of transfer function (9~20 Hz) in relation to 3 heel strike moments selected for analysis of each participant. Ankle and knee ranges of motion (ROM) were also derived as the mean value of 3 heel strike moments. Pearson product-moment correlation analysis was performed to investigate the degree of relationship between the attenuation magnitude of these high frequencies and lower extremities' ROM at strike moment. For this, the significance level was set at 5%.

RESULTS
Figure 2. Correlation between ranges of motion of the knee flexion and the high-frequency attenuation of the impact shock during level running.
Figure 3. Correlation between the range of ankle plantar flexion angles and the high-frequency attenuation of the impact shock during level running.

The degree of relationship between the high-frequency attenuation magnitude of impact shock and knee and ankle flexion-extension according to downhill running slope was analyzed by using the afore- mentioned procedure and data analysis, the results of which are shown in (Figures 2~7). According to the results, in level running, the increase in knee flexion-extension ROM was correlated with a greater magni- tude of impact shock attenuation. The correlation between these two variables appeared high at r=.88 (p<.05). On the other hand, in level running, ankle flexion-extension ROM and high-frequency attenuation of impact shock showed a low negative relationship with r=-.22 (p>.05).

In 7° downhill slope running, knee joint flexion-extension ROM and high-frequency attenuation of impact shock showed a high positive correlation of r=.65 (p<.05), which was lower than the correlation during level running, but still statistically significant. Under this slope condition, ankle joint flexion-extension ROM and high-frequency atten- uation of impact shock showed a low negative correlation of r=-.03 (p>.05), which was not statistically significant.

In 15° downhill running, with a steeper downhill slope, knee joint flexion-extension ROM and high-frequency attenuation of impact shock showed a high correlation of r=.58 (p<.05). Under this condition, ankle joint flexion-extension ROM and high-frequency attenuation of impact shock showed a high correlation of r=.67 (p<.05). In summary, we found that during running, the magnitude of impact shock attenuation and knee flexion-extension ROM were closely associated. The degree of their relationship was highest in level running and showed a decreasing trend with decreasing downhill slope. However, the magnitude of impact shock attenuation and ankle flexion-extension ROM were not highly correlated at level and 7° downhill slope running, but their correlation was high at 15° downhill slope running. The findings in the present study showed that with the smaller downhill slope during running, greater ankle flexion-extension ROM resulted in greater high-frequency attenuation of impact shock. By contrast, the downhill slope being less steep had the characteristics of showing a lower degree of relationship between knee flexion-extension ROM and the magnitude of high-frequency attenuation of impact shock.

Figure 4. Correlation between the range of knee flexion angles and the high-frequency attenuation of the impact shock during 7° downhill running.
Figure 5. Correlation between the range of ankle plantar flexion angle and the high-frequency attenuation of the impact shock during 7° downhill running.
Figure 6. Correlation between the range of knee flexion angle and the high-frequency attenuation of the impact shock during 15 downhill running.
Figure 7. Correlation between the range of ankle plantar flexion angles and the high-frequency attenuation of the impact shock during 15 downhill running.
DISCUSSION

The present study was conducted with the objective of examining the relationship between lower extremity joint ROM and magnitude of high-frequency attenuation of impact shock components that are generated during running according to downhill slope. The magnitude of high-frequency attenuation of impact shock under 3 different slope conditions for running was observed by using the transformation func- tion that showed the transmission of shock from the tibia to the sacrum. Lower extremity joint flexion-extension ROM was observed from the moment of heel strike to forefoot contact with the ground.

In the present study, greater knee flexion-extension ROM resulted in greater attenuation of the high-frequency components of impact shock in level running. This was in agreement with the claims of McMahon et al. (1987) that during running, when the knee joints are flexed, the vertical stiffness and impact shockwave transmitted from the foot to the head are decreased. This is also consistent with the findings of Lafortune, Lake, and Hennig (1996) that increased knee flexion angle resulted in greater impact shock attenuation. Moreover, the findings in the present study can also be viewed as being consistent with the results from a precedent study by Edwards, Derrick, and Hamill (2012), who claimed that having greater knee flexion angle during inline skat- ing resulted in greater impact shockwave attenuation. A review of the findings in the present study showed that regardless of surface slope condition, high-frequency attenuation of impact shock and knee ROM during running showed high correlations. Only downhill running at 15° slope showed high correlation between ankle ROM and the magnitude of impact shockwave attenuation. Such phenomenon can be viewed as being in the same context as the results from a study by Ryu (2005b) that suggested that ankle flexion-extension ROM was correlated with magnitude of acceleration in time domain. Moreover, although it can be viewed that except for level running, running under 7° and 15° slope conditions showed knee flexion-extension ROM that is consistent with the magnitude of shock attenuation, an absolute comparison is limited in that it is a comparison of impact shock between time and frequency functions. In going from level running to downhill running with a steeper slope, a decreasing trend was observed in the degree of relationship between the magnitude of high-frequency attenuation of impact shock and knee ROM, whereas an increasing trend was observed in the degree of relationship with ankle ROM. In 15° down- hillslope running, a steep slope condition, appearance of such pheno- menon can be attributed to an effort to reduce impact by reducing the magnitude of ground reaction force, which is relatively smaller than that in level running, through kinematic changes in ankle flexion when touching the ground (Gerritsen, van den Bogert, & Nigg, 1995). The results of the present study suggest that to facilitate impact shock atten- uation during running, level running and running under steep slope conditions, the knee flexion ROM should be increased while maintaining stability. For downhill running under steep slope conditions, a strategy for effective impact shock attenuation would need to involve smooth movement of not only the knees but the ankles as well. Increased knee and ankle flexion-extension ROM during running is believed to alleviate the burden of shock attenuation in biologically passive tissues such as bones and cartilage while promoting activities of active muscles. In other words, when impact shock during running is attenuated by the muscles that pass the knees and ankles, other tissues in the body can be relatively freer from risk of injury. If impact shock during running is not attenuated by kinematic movements of the joints, the bones and cartilages can be easily exposed to risk of injury from chronic overuse (James & Jones, 1990; Milgrom et al., 1992). High load frequency of impact shock affects the viscoelasticity of cartilages, causing cartilage-specific injuries. In other words, high-frequency vertical contact force with the joints interferes with fluid movement within cartilages and induces radial displacement and high tension in collagen fibers (Quinn et al., 2001). Therefore, potential differences in dependence on the mechanism of impact shock attenuation can affect not only the risk of injury but also the tissues and joints that are susceptible to injury (Gruber et al., 2014; Smeathers, 1989).

Injuries that occur during running are not limited to impact shock- waves only and are caused by complex interactions between numerous variables (Gruber et al., 2014). In other words, an injury from running is an outcome of complex interactions between many variables such as excessive joint movement and moment, larger active peak of vertical ground reaction force, and muscle atrophy (Gruber et al., 2014; Messier, Davis, Curl, Lowery, & Pack, 1991). In consideration of such theoretical claim, knee and ankle joint flexion-extension ROM in 15° downhill running appeared to be involved more in impact shock attenuation through more-excessive movements than under two other running conditions. However, this can be viewed as the flexion angle being relatively larger than during level running, which caused the internal force of the joints to act more significantly (Gerritsen et al., 1995), there- by presenting greater exposure to injury. In other words, in order to predict injuries from running, excessive joint movement for impact shock attenuation and consequent internal force of the joints must be considered. In downhill running with a relatively steep slope, because the knee and ankle flexion ROM were relatively larger, the internal force acting on the joints was just as large. In particular, as the internal force per ankle flexion angle during running is larger than the internal force of the knee (Gerritsen et al.,1995), strong yet flexible joint movement can be viewed as an important aspect in protecting the ankles from injury due to impact shock attenuation during downhill running at a steep slope.

CONCLUSION

The present study showed that downhill running at a steeper slope resulted in a slightly weaker correlation between the knee flexion-extension ROM and the magnitude of high-frequency attenuation of impact shock, but the magnitude of high-frequency attenuation of impact shock was larger when knee flexion-extension was greater. On the other hand, ankle flexion-extension ROM and magnitude of impact attenuation did not show correlations at level and 7° downhill slope running, but showed a high correlation in running at a steeper slope of 15°. Based on these findings, we believe that in order to prevent injuries caused by high frequency of impact shock transmitted to the body during not only downhill running but also level running, knee flexion angle must be increased through changes in cadence and stride length within the range of maintaining a stable posture during running so that the high frequency of impact shock can be attenuated. In parti- cular, we conclude that in order to withstand the internal force of exces- sive ankle flexion-extension for impact shock attenuation under steep downhill slope conditions, strong yet flexible ankle flexion-extension must be present.

For future studies expounding on this topic, we recommend that the relationship between knee and ankle flexion-extension, varus and valgus movement of the ankles, and impact shock attenuation should be examined. In addition, the degree of relationship between activation of the lower extremity muscles and impact attenuation should be investigated.



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